This is a whistle-stop tour of Chad’s work history with stints in Switzerland, the US and London.

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Emily Wright discusses how integrated surveillance is crucial but challenging, risk detection using different data types, and how regulators expect prevention, not just detection.

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This roundtable covers preferred attributes of data:

· Concise and Actionable

· Timely and Relevant

· Outcome-Driven

· Predictive

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Challenges and solutions we’re seeing when interrogating and analysing data in support of Consumer Duty, market abuse and financial crime initiatives.

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Challenges and solutions we’re seeing when cleansing and processing data in support of Consumer Duty, market abuse and financial crime initiatives.

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Challenges and solutions we’re seeing when identifying data in support of Consumer Duty, market abuse and financial crime initiatives.

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The FCA is cancelling firms’ Part 4 permissions if they’re not being used, so use it or lose it.

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 This is an overview of the FCA’s wind down process, covering such areas as:

· What it is

· The scenarios that would make a firm no longer viable

____________________________________________________

Dina Devalia

Managing Director, Quantuma Link to Dina’s profile

M: +44 (0)7557 419 361 E: dina.devalia@quantuma.com

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Zoe and Daiman delve into what makes robust Consumer Duty Management Information and why it is vital. 

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The FCA discusses how principal trading firms should focus on:

· Algorithmic trading controls

· Financial resilience

· Avoiding market disruption arising from commodity market volatility

· Operational resilience

· Brexit impacts

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This is an update on how HM Treasury is looking to reform the payments perimeter, which affects a £1 trillion industry.

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Getting ahead by shifting your focus towards longer-term strategy creates financial resilience, argues our Zoe Keen about sustainability.

This podcast is accompanied by an article https://www.leamancrellin.co.uk/post/short-termism 

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Zoe and Daiman are in conversation about sustainability, making sense of the FCA’s and international standards:​

• International Sustainability Standards Board​
• Changes to the UK’s Listing Rules​
• Sustainability Disclosure Requirements (UK)​
• Sustainable Finance Disclosure Regulation (EU)​
• Discussion Paper feedback​
• Why sustainability experts are a must-have for many firms​

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Katharine and Daiman continue their discussion of the Consumer Duty and how the FCA is planning to use data. A few more pearls of practical wisdom are teased out as well:

• The Consumer Duty is not TCF Plus; it is much more
• There are real commercial advantages to getting this right

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This episode unpacks some of the FCA's Business Plan for 2023/24 and specifically what they mean by problem firms, data-led regulation, meeting threshold conditions, and, the consumer duty.

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We are delighted to announce the Leaman Crellin Podcast, featuring short discussions of current topics in the regulatory compliance space.

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